Margaret Cole
FSA : FCA approach document launched
The Financial Services Authority (FSA) has today outlined how its successor body charged with conduct and markets regulation will be tougher, bolder and more...
FSA / ban : insurance broker David Marriott banned for persistent misuse of client money
The Financial Services Authority (FSA) has banned insurance broker David Marriott for persistent misuse of client money after using clients’ funds to support his...
General insurance firm director banned by FSA for Client Money failings
The Financial Services Authority has banned the director of a Manchester based mortgage and general insurance firm from holding senior positions in the financial...
Standard Life fined £2.45m for production of misleading marketing material
The Financial Services Authority (FSA) has today fined Standard Life Assurance Limited (SLAL) £2.45m for serious systems and controls failings that resulted in the...
FSA bans and fined mortgage and insurer broker
The Financial Services Authority (FSA) has fined and banned Bolton based mortgage and insurance broker, Riaz Ahmad.
He has been fined £5,000 and prohibited from...
Insurance fraudster banned by FSA for deceiving customers out of almost £400k
Mark Hazelwood operated Synergys Ethical Limited from Whitwell in Hertfordshire, but his customers were located across the United Kingdom due to the specialised nature...
FSA banned insurance broker director for failing in his duties
The Financial Services Authority (FSA) has banned Stephen Allen, a director of insurance broker, Fabien Risk Services Ltd, for failing in his duties as...
FSA bans two Leytonstone insurance brokers for concealing criminal record
The Financial Services Authority (FSA) has banned two Leytonstone insurance brokers, Faraz Ahmed Siddique and Waqas Ahmed Siddique, for lying to cover up Waqas...
HSBC firms fined over £3m for information security failings
The Financial Services Authority (FSA) has fined three HSBC firms over £3 million for not having adequate systems and controls in place to protect...
